FIS Capital Markets Compliance Suite
Vertical application
Overview
Capital Markets Compliance Suite combines surveillance, reporting and risk controls into a single platform covering the compliance lifecycle, with real-time automation of complex global rules and end-to-end audit trails. It supports trading and employee compliance, regulatory reporting, market surveillance, pre-trade and post-trade controls, AML/KYC lifecycle management, and FATCA/CRS adherence across asset classes and jurisdictions.
- Pricing model
- Enterprise / custom quote
- Deployment
- SaaS (vendor-hosted), Private cloud / VPC
- Regions served
- United States, European Union (EU), Global
- Categories
- Language (LLM / NLP), Process automation, Vertical application, Compliance monitoring, KYC / AML, Predictive / classical ML, Private cloud / VPC, Capital markets & fintech, SaaS (vendor-hosted), Enterprise / custom quote
- Last updated
- 4 October 2026
- Published
- 4 October 2026
Use cases
Deployment options
Data sources & provenance
Where this information came from, how it was checked and when it was last looked at. “Last updated” records a change to the record — it does not mean the record was verified.
- Data quality
- Data quality: Editorially Reviewed
- Primary source
- fisglobal.com
- Sources cited
- 1
- Last reviewed
- 28 September 2026
- Last updated
- 4 October 2026
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